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Public — Takeovers — Checklist for lodging a substantial shareholder notice
Introductory note: | |
This checklist explains the circumstances and requirements for lodgement of a substantial shareholder notice, for shareholders of entities listed on Australian stock exchanges. | |
How to use this checklist: | |
This checklist can be used to gain a general understanding of the legislative and procedural requirements for lodgement of a substantial shareholder notice. | |
Links to related content: | |
See Regulatory Guide 5 Relevant interests and substantial holder notices | |
Substantial shareholder notices can be downloaded from the ASIC website as follows: | |
Form 603 Notice of initial substantial shareholder | |
Form 604 Notice of change of interests of substantial holder | |
Form 605 Notice of ceasing to be a substantial holder |